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White Paper

Conflicts of Interest: Best Compliance Practices

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About this White Paper

An effective program for managing conflicts of interest can pull from existing risk and compliance processes, such as risk assessments, codes of conduct, policies and procedures, assignment of responsibilities, compliance training, disclosure management and auditing.

  1. For anyone responsible for:
    Disclosure management, conflict of Interest management, distributing COI policies
  2. Learn about the key compliance components for managing conflicts of interest:
    • Risk assessment
    • Code of conduct
    • Policies and procedures
    • Compliance training
    • Disclosure management
  3. Page length:
    7 pages