29 Apr 2020 Mike Ogden
Third-party risk is unique, and a third-party risk assessment is required to ensure due diligence is met on an ongoing basis. Here are 9 ways to improve your third-party risk assessments.
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16 Apr 2020 Mary Bennett
What if Conflict of Interest collection and mitigation reporting comprised just one component of a larger compliance management database? It can. Twenty-first century COI disclosure software can and should be capable of delivering on this wish list and more.
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4 Apr 2020 Mike Ogden
Is the Business Associate Agreement (BAA) enough to protect PHI data at risk? Here are six strategies for adding security to PHI data that passes through the hands of business associates.
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26 Mar 2020 Michael Volkov
On May 1, 2019, the world of sanctions compliance was upended when OFAC’s Framework for Compliance Commitments made it clear that compliance will no longer be measured in steps taken but in results achieved. Discover the steps your organization should take to align with these new expectations.
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14 Feb 2020 Michael Volkov
More than 90 percent of FCPA enforcement actions over the past 40 years can be linked back to a third party’s misconduct. Proper third party risk management starts with properly identifying and classifying each of your business partners that comprise your supply chain. Learn how proper classification of your third parties will help you perform the proper due diligence on the anti-corruption risks inherent to each relationship.
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3 Feb 2020 Mike Ogden
Operational risks from third parties can be roadblocks for fintech startups and traditional banks hoping to innovate. Here’s how fintech can use a strategic approach to risk as a competitive advantage.
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