Regulatory Compliance

2020 is (almost) over. But before saying goodbye, we should heed its COVID-inspired lessons – or risk being haunted by the ghosts of past, present and future compliance failures!

Strong corporate compliance goes hand-in-glove with strong enterprise risk management. That’s the theory, anyway. Here’s how 2020 guidance published by COSO and the SCCE helps compliance and risk officers put that theory into practice.

The COVID-19 pandemic has changed the way the world conducts business - and as businesses adapt to the new normal, return-to-work planning is top of mind. Here are five steps to lay the groundwork and identify priorities, so you can plan a safe return to work with a risk-based approach.

This summer, one of the UK’s biggest online brands found its supply chain at the center of a high-profile modern slavery investigation. This and COVID-19 have companies taking a fresh look at their supply chains for compliance with human rights standards and other related risks.

Which laws and regulations apply to work-from-home employees who may be in different locations? Employment attorney Scott Nelson says not much has changed in 2020: It’s all just happening in a different place. 

New EU Whistleblowing rules will affect thousands of organisations from December 2021. Though national adoption is ongoing, there is no reason to delay compliance. Learn more about the Directive and the benefits of being compliant.

NAVEX Global’s Definitive Risk & Compliance Benchmark Report identified 7 “Drivers of Program Performance” – compliance elements and activities linked with program success. This week, we take a look at how to use evaluative tools to build a list of DOJ-Friendly “Lessons Learned” in 2020.

Streamline HIPAA compliance and risk management, as well as increase audit readiness with the Lockpath platform.

During COVID-19, compliance has been overlooked in many organizations. Crisis management has been the priority. So when regulatory bodies offer guidance, compliance professionals listen. Here are three key takeaways.

A major health insurer helps shield itself from vendor risk by using the Lockpath Platform. Download the case study.

Evolve from inefficient compliance, risk and audit management tasks to a centralized, streamlined program with Lockpath.