Regulatory Compliance

Each year, NAVEX publishes the Top 10 Trends in Risk and Compliance. This publication features trends and predictions for the year to come and features contributions from experts in the industry. This article discusses the complexity of complying with sanctions, both for your organization and your third-parties.

Each year, NAVEX publishes the Top 10 Trends in Risk and Compliance. This publication features trends and predictions for the year to come and features contributions from experts in the industry. This article discusses the wide-reaching impacts of recent U.S. Supreme Court decisions on compliance and ESG.

The U.S. Justice Department unveiled new policies about how it will prosecute cases of corporate misconduct, offering new incentives for companies whose misconduct includes “aggravating circumstances” to step forward and cooperate with regulators anyway. This post discusses the nuances of these policies and what compliance leaders need to know.

This NAVEX blog discusses the requirements of the EU Whistleblower Protection Directive and the recent updates and regulations to the drafted German Whistleblowing Bill.

NAVEX publishes the Definitive Risk and Compliance Benchmark Report each year, surveying over 1,100 industry professionals. This post explores one of the report’s key findings: regulatory compliance is a top priority.

Effective R&C programs must cover ethical, legal and compliance demands. P2 of this interview with Kevin Parle covers aligning strategies and promoting investment in ERC across your business.

The Department of Justice and the Securities and Exchange Commission have signaled in recent months that they have reinvigorated their focus on executive compensation claw backs, urging companies to adopt compensation structures that complement a strong culture of compliance. This post discusses what your organization needs to know to stay compliant and the need for a culture of compliance and accountability.

NAVEX publishes the Definitive Risk and Compliance Benchmark Report each year, surveying over 1,100 industry professionals. This post explores one of the report’s key findings: E&C programs still have opportunities to better utilize program data.

Japan is among the latest countries to implement new requirements for organizations to establish whistleblower programs. The amended regulations have global implications.

Corporate compliance professionals can learn a lot from the audit world. Our latest lesson comes in a statement from the Securities and Exchange Commission, warning auditors to do better at identifying the risk of fraud among their corporate clients – and that statement has plenty of practical implications for compliance officers, too.

NAVEX publishes the Risk and Compliance benchmark report each year, surveying over 1,100 industry professionals. This post explores one of the report’s key findings: leadership’s opportunity to improve their commitment to compliance.