Regulatory Compliance

This NAVEX blog discusses the best practices and benefits of whistleblowing in relation to company culture and legal regulations.

A trio of enforcement actions brought by the Securities and Exchange Commission in September sounds a warning bell for all companies to revisit their existing employee agreements, being particularly mindful of potential violations of the SEC’s whistleblower protection rule. This article explores the many compliance lessons imparted by these enforcement actions.

The abundance of legislative changes and enforcement may be overwhelming – but they also offer an opportunity for senior leadership, especially those in risk and compliance, to uplevel compliance programs. This article discusses three best practices for maintaining global compliance.

This post discusses everything you need to know about the recent Department of Justice announcement regarding the safe harbor policy for mergers and acquisitions.

In the first part of Risk Management 101, we focused on the foundational elements of risk management. In part two, we’ll look at how the people who keep your organization running, with their unique insights, skills and emotions, play an essential role in this complex landscape.

Read this NAVEX blog to learn about updates to the EU Whistleblower Protection Directive and discover the upcoming expanded whistleblowing regulations to companies with under 250 employees.

Some surprises in business are pleasant – most are not. But in the context of compliance investigations – the element of surprise may be the only thing working in your favor. This post discusses examples of why the element of surprise can be a key tool in sustaining honest business operations.

This blog post explores some of the nuances of using AI in the workplace that compliance leaders should consider in a Q&A with compliance expert, Kristy Grant-Hart, CEO of Spark Compliance Consulting.

On September 20, 2023, the 12th annual NAVEX Next Virtual Conference will kick off, sharing global insights from risk and compliance professionals. This article shares some key highlights on what you can expect to learn by attending.

NAVEX recently surveyed over 1,300 Risk and Compliance (R&C) leaders across the globe to delve into compliance program maturity, priorities, struggles, and more. While many respondents indicated their risk and compliance program had access to plentiful data, the stated ability to meaningfully leverage that data painted a more complicated picture.

Unlock the power of compliance and join our webinar that will help you master updates to the DOJ guidance and forge a resilient future for your organization. In partnership with Granite GRC, a trusted team of highly experienced and skilled consulting professionals, our speakers will share their expertise on how to navigate complex situations through strategic and day-to-day consulting services.

This June, the European Commission greenlit the Corporate Sustainability Due Diligence Directive (CSDDD). This directive holds companies both inside and outside of the EU accountable for their environmental and social footprint. Let’s dig into what it covers and who it impacts.

This blog discusses the trend in senior managers’ commitment levels to ethics and compliance within organizations – findings are taken from the NAVEX 2023 Risk and Compliance Benchmark Report.