Regulatory Compliance

This blog summarizes the compliance and culture takeaways from the recent NAVEX Compliance and Culture workshop. Read on to learn how to improve your company’s culture and compliance program.

A whistleblower case that began more than a decade ago and has made its way to the U.S. Supreme Court ultimately could have significant implications for other whistleblower cases. At the very least, the decision will bring much needed clarity around the government’s dismissal powers under the False Claims Act.

This article helps compliance and legal professionals answer the question on whether a report is a whistleblower case according to the Swedish Whistleblowing Act, and summarizes typical situations seen by legal firms.

Leveraging its largest-ever survey group of over 1,300 risk and compliance (R&C) professionals around the globe, NAVEX is set to release the 2023 State of Risk & Compliance Report on June 22.

Let’s talk about the ‘R’ in GRC. Organizations face a complex risk landscape that is made more challenging by organizational and risk silos across the company. But there is a better way! This post explores how to address risk holistically and proactively to better protect the enterprise.

A policy about policies is just what the name suggests: a single, master policy that dictates how all other policies at your business are created and used. This blog post discusses why your organization should have a policy on policies.

On April 18th, NAVEX Chief Risk and Compliance Officer Carrie Penman moderated a discussion on human rights impact assessments with Kristy Grant-Hart, CEO, Spark Compliance Consulting; and Robert Smith, Director, Business Compliance and Ethics, Serco Group. In this post, Grant-Hart and Smith address some of the questions received in part two of a two-part series.

On April 18th, NAVEX Chief Risk and Compliance Officer Carrie Penman moderated a discussion on human rights impact assessments with Kristy Grant-Hart, CEO, Spark Compliance Consulting; and Robert Smith, Director, Business Compliance and Ethics, Serco Group. In this post, Grant-Hart and Smith address some of the questions received in part one of a two-part series.

The German Supply Chain Due Diligence Act (LkSG) came into force on January 1, 2023, creating global implications for how organizations address human rights and environmental impacts in their global supply chains. This blog post discusses what you need to know to comply with the German Supply Chain Due Diligence Act.

Read the March 2023 round-up of European whistleblowing legislation following the EU Whistleblower Protection Directive. Jan Stappers, NAVEX, is joined by Pilar Mayer-Koukol, Paulitsch Law.

Each year, NAVEX produces the Hotline & Incident Management Benchmark Report – a comprehensive assessment of trends in whistleblowing. This post explores one of the key findings from this year’s report: reporting is at the highest levels ever, but reporters are proceeding with more caution and, in some cases, reporting outside their organizations.

Each year, NAVEX publishes the Top 10 Trends in Risk and Compliance. This publication features trends and predictions for the year to come and features contributions from experts in the industry. This article discusses the new expectations of executive leadership in certifying that compliance programs work in practice.