Regulatory Compliance

Each year, NAVEX releases the Top 10 Trends in Risk and Compliance eBook. This post is one of the articles, " Risk & Compliance as a Strategic Imperative for the Board.”

What exactly is the Brussels Effect, and why should risk and compliance leaders care? This article explores how the EU regulations have a global influence, and how compliance officers benefit from looking to the EU to anticipate the future of compliance.

The option to report a workplace concern anonymously is a foundational part of a healthy ethics and compliance program. This article discusses best practices in hotline and incident management success and tips to improve the quality of and follow-up for anonymous reports.

Each year, NAVEX releases the Top 10 Trends in Risk and Compliance eBook. This post is one of the articles, " Remote Workforces Create New Challenges for Investigators and Compliance Officers.”

This post answers attendee questions from the recent webinar hosted by NAVEX in partnership with Granite GRC about the DOJ expectations of compliance programs.

The Ethics & Compliance Initiative (ECI) recently released its 2023 Global Business Ethics Survey, which revealed some very concerning findings. For ethics and compliance officers globally, the findings highlight general areas of ethics and compliance (E&C) programs most in need of attention and improvement.

Kristy Grant-Hart, CEO of Spark Compliance Consulting, recently released her new book, “Your Year as a Wildly Effective Compliance Officer”. This article reviews some of the key things you’ll learn and why this is a great tool for anyone seeking to become more effective in their personal and professional lives.

While smaller organizations may lack the resources of their larger peers for the critical task of building a strong governance, risk and compliance program, leaders in GRC said those same organizations still have ample opportunity to efficiently increase maturity and effectiveness.

This post discusses the recent FTC enforcement action about using artificial intelligence for facial recognition and how to prepare to be compliant with future regulations governing the use of AI.

This NAVEX blog summarizes essential facts about EU Whistleblower regulations, derived from the  2023 NAVEX Next Virtual Conference session.

The U.S. Securities and Exchange Commission recently announced that its long-awaited greenhouse gas disclosure rule will be delayed yet again, most likely until April 2024. This raises an important question for compliance and audit concerned about climate change regulation.

Boards of directors have an important role to play in helping senior executives navigate the digital age, but that requires adapting to a whole new board structure and taking on new and evolving responsibilities if the business is to remain competitive in the digital world.

This NAVEX blog discusses the updates and implications of the 2023 EU Corporate Sustainability Due Diligence Directive on organizations and Compliance and Risk Officers.

This post explores content from the NAVEX Next session, Key Regulatory Risks for Business to Navigate in 2024.