23 Sep 2020 Matt Kelly
The new CFTC memo is the latest in a chorus of regulatory bodies asking for an “effective compliance program.” What does this mean for compliance professionals? Find out with these three key takeaways for building and effective compliance program.
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22 Sep 2020 Ed Petry
Codes of conduct have been an element of effective ethics and compliance programs since the first programs were created in the late 1980s. Unfortunately, the structure, format, and design of codes for institutions of higher education have not kept pace with best practices. It’s time for colleges and universities to catch up.
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10 Sep 2020 Mike Ogden
As data protection and customer privacy become higher corporate priorities, compliance and risk professionals would be wise to leverage privacy frameworks. Here are 5 reasons you need a framework for you data privacy and protection.
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31 Aug 2020 Mike Ogden
Business relies on census data to make business decisions, yet there are concerns about the integrity of the 2020 Census. How can business trust this once trusty resource? Start by identifying it as a business risk.
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25 Aug 2020 Andrew Burt
NAVEX Global’s Definitive Risk & Compliance Benchmark Report identified 7 “Drivers of Program Performance” – compliance elements and activities linked with program success. This week, we take a look at how to use evaluative tools to build a list of DOJ-Friendly “Lessons Learned” in 2020.
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20 Aug 2020 Matt Kelly
During COVID-19, compliance has been overlooked in many organizations. Crisis management has been the priority. So when regulatory bodies offer guidance, compliance professionals listen. Here are three key takeaways.
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14 Aug 2020 Mike Ogden
HIPAA compliance is even more challenging with the Dark Web’s bounty on electronic protected health information. Such data is worth a pretty penny. That’s why healthcare organizations look for solutions that can provide tighter control over ePHI,whether it’s hackers exposing vulnerabilities or the weakest link is a business associate or the intentional/unintentional employee.
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11 Aug 2020 Matt Kelly
The Justice Department gave compliance officers a significant piece of guidance in June which begs the fundamental question: Is the compliance program “adequately resourced and empowered to function?” Here are three ways to use the latest guidance to test your antitrust compliance.
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3 Aug 2020 Andrew Burt
For the first time, Acting Assistant Attorney General Brian Rabbitt spoke publicly about the Department of Justice’s thoughts and intent behind the publication of its 2020 update to the Evaluation of Corporate Compliance Programs. Here’s what he had to say.
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29 Jul 2020 Mike Ogden
Amid all the COVID-related business challenges, it’s easy to forget the important issue the back burner: compliance. Here are 3 easy ways to keep regulatory compliance top of mind during the pandemic.
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27 Jul 2020 Carrie Penman
NAVEX Global’s Chief Risk & Compliance Officer, Carrie Penman, shares her observations about how the DOJ’s new guidance will further elevate the role of compliance professionals and impact the profession going forward.
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23 Jul 2020 Andrew Burt
The newly released 2020 Definitive Risk & Compliance Report reveals the state of the current compliance landscape, based on a survey of 1400+ industry professionals. One main takeaway: Leadership buy-in is key.
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23 Jul 2020 WhistleB by NAVEX
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13 Jul 2020 Mike Ogden
CIS offers cybersecurity best practices, including a set of controls that encompass 20 foundational and advanced cybersecurity actions. Here we’ll look at CIS’s first five controls and examine what each control addresses.
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