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Fall into Compliance: The SMB Leadership Exchange

Compliance in a growing business takes both strategy and scrappy problem-solving. Master both with peer-driven tactics, AI best practices, and expert roadmaps.

Location: Online

Register now

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What you'll learn at the virtual conference

AI accountability

Define the rules and oversight to enable your teams to use AI safely

Peer benchmarking

See our latest benchmark data and learn how your program compares to others your size

Real-life experiences

Hear how other SMB leaders have resolved similar compliance challenges and advanced their GRC programs

The SMB Leadership Exchange 2025: The agenda

This half-day event is your playbook for building right-sized, high-impact compliance programs that grow with your business.

AI with Boundaries: Balancing Innovation and Compliance

Your teams are already using AI. The opening keynote gives you a practical framework to harness its potential – while managing the risks.

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  • Define your company’s rules for AI use
  • Ask the right questions of employees and vendors
  • Empower innovation while keeping compliance front and center

Benchmarking SMB Compliance: Where Do You Stand?

With lean teams, every decision counts. This session delivers a clear, data-driven view using the latest NAVEX SMB-specific findings from the State of Risk & Compliance and Hotline Benchmark Reports.

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  • Compare your program maturity with peers
  • Learn where other SMBs are succeeding – and struggling
  • Prioritize investments you can confidently defend

In the Trenches: SMBs Share Policy Chaos and Wins

How do you clean up messy policies? Or build a culture of ethics on a shoestring? Hear real stories from SMB leaders who’ve been there – and what they’d do differently next time.

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  • Streamline and simplify policy libraries
  • Prioritize integrity in hybrid teams
  • Create impact with limited resources

5 Moves to Accelerate Your SMB’s GRC Maturity

Ready to move from reactive to strategic? This closing workshop will walk you through a five-step framework for assessing your program and identifying what's next.

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  • Apply a proven framework to measure GRC maturity
  • Spot quick wins and long-term strategies
  • Leave with a practical 12-month roadmap
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Meet your virtual compliance conference speakers

  • Matt Kelly

    CEO

    Radical Compliance

    Matt Kelly

    CEO

    Radical Compliance

    Matt Kelly is editor and CEO of Radical Compliance, a blog and newsletter that follows corporate governance, risk, and compliance issues at large organizations. He speaks and writes on compliance, governance, and risk topics frequently. Follow him at @compliancememe or get in touch with him via email.

  • Rebecca Walker

    Rebecca Walker

    Partner

    Kaplan & Walker LLP

    Rebecca Walker

    Rebecca Walker

    Partner

    Kaplan & Walker LLP

    Rebecca Walker is a partner in the Santa Monica, California office of Kaplan & Walker LLP, a law firm that counsels organizations on the development, implementation and enhancement of compliance and ethics programs. Rebecca specializes in compliance and ethics law and assists organizations in structuring their programs, revising codes of conduct and other related policies. She has conducted numerous assessments of compliance and ethics programs and has served as a monitor for the Department of the Air Force and consulted with the U.S. Securities and Exchange Commission. Rebecca is the author of Conflicts of Interest in Business and the Professions: Law and Compliance, as well as a number of other compliance surveys and published articles. Rebecca received her B.A. from Georgetown University and her J.D. from Harvard Law School.

  • Brandon Lee

    Vice President, Sales Growth & Excellence

    NAVEX

    Brandon Lee

    Vice President, Sales Growth & Excellence

    NAVEX

    Brandon Lee is Vice President of Sales Growth & Excellence at NAVEX. With an MBA and PMP certification, he brings a blend of strategic vision and practical expertise to help organizations implement and scale compliance solutions effectively.

  • Anders Olson headshot

    Anders Olson

    Senior Manager, Data Science

    NAVEX

    Anders Olson headshot

    Anders Olson

    Senior Manager, Data Science

    NAVEX

    Anders transitioned from a career in banking to join NAVEX in 2020 as the company’s inaugural data scientist. Since then, he has been instrumental in enhancing the data ecosystem, leveraging his expertise in applied economics to analyze and improve compliance-related human behavior data.

    Since then, he has been instrumental in enhancing the data ecosystem and building out the Data Science team, bringing together experience in pure mathematics, engineering, applied social sciences, and machine learning engineering.

  • A middle-aged man with dark hair, wearing a dark blazer over a light-colored, striped shirt, is smiling and looking slightly to the side in a bright indoor setting.

    Tom Fox

    The Compliance Evangelist 

    A middle-aged man with dark hair, wearing a dark blazer over a light-colored, striped shirt, is smiling and looking slightly to the side in a bright indoor setting.

    Tom Fox

    The Compliance Evangelist 

    Tom Fox is the founder of the Compliance Podcast Network and author of numerous books on corporate governance and ethics. Known as the “Compliance Evangelist,” Tom advises organizations worldwide on building programs that strengthen culture and reduce risk.

  • A woman with long brown hair, wearing a floral-patterned blouse, smiles while standing outdoors in front of a glass building.

    Mary Shirley

    Global Ethics & Compliance Leader

    A woman with long brown hair, wearing a floral-patterned blouse, smiles while standing outdoors in front of a glass building.

    Mary Shirley

    Global Ethics & Compliance Leader

    Mary Shirley is co-host of the Great Women in Compliance podcast and a recognized expert in values-driven compliance. She is a frequent speaker and advisor, known for her practical approach to building ethical cultures across organizations of all sizes.

  • Isabella Oakes headshot

    Isabella Oakes

    Data Scientist Specialist

    NAVEX

    Isabella Oakes headshot

    Isabella Oakes

    Data Scientist Specialist

    NAVEX

  • A woman with short, light brown hair and glasses smiles at the camera. She is wearing a maroon top and is posed in front of a neutral beige background.

    Heather Hurst 

    Chief Compliance Officer

    CDL Nuclear Technologies 

    A woman with short, light brown hair and glasses smiles at the camera. She is wearing a maroon top and is posed in front of a neutral beige background.

    Heather Hurst 

    Chief Compliance Officer

    CDL Nuclear Technologies 

    Heather Hurst serves as Chief Compliance Officer at CDL Nuclear Technologies. She has firsthand experience leading compliance in a resource-constrained SMB environment, where she has streamlined policies and built a culture of accountability.

  • A man in a suit.

    Josh Bailey 

    General Counsel

    Farm Credit of Western Arkansas 

    A man in a suit.

    Josh Bailey 

    General Counsel

    Farm Credit of Western Arkansas 

    Josh Bailey is General Counsel for Farm Credit of Western Arkansas, where he oversees legal, compliance, and risk matters. He brings a pragmatic perspective on balancing legal obligations with the day-to-day realities of managing compliance in an SMB.

A group of young adults sit on steps in a modern, open space. Three people in front smile and look at a laptop, while others in the background chat and work, creating a collaborative atmosphere.

Why attend this virtual SMB risk and compliance conference?

Doing more with less is the SMB reality. This event is built to help you focus – so you spend less time reacting and more time leading. 

Here’s what you’ll take away: 

  • Fresh benchmark data to guide strategy and prove ROI 
  • A clear framework for balancing AI innovation with compliance 
  • Practical advice from peers facing the same challenges 
  • A free maturity assessment to help you identify your next win
Register now

Register for the NAVEX SMB Compliance Exchange 2025 

Reserve your spot to get clarity, confidence and the next steps for a stronger compliance program.