Regulatory Compliance

Risk assessments are one of the most important tasks a compliance officer performs – and also one of the most confounding. How do you keep assessing your organization’s risks in a disciplined, methodical manner, when the range and nature of those risks changes so often?

The option to report a workplace concern anonymously is a foundational part of a healthy ethics and compliance program. This article discusses best practices in hotline and incident management success and tips to improve the quality of and follow-up for anonymous reports.

Each year, NAVEX releases the Top 10 Trends in Risk and Compliance eBook. This post is one of the articles, " Remote Workforces Create New Challenges for Investigators and Compliance Officers.”

This post answers attendee questions from the recent webinar hosted by NAVEX in partnership with Granite GRC about the DOJ expectations of compliance programs.

The Ethics & Compliance Initiative (ECI) recently released its 2023 Global Business Ethics Survey, which revealed some very concerning findings. For ethics and compliance officers globally, the findings highlight general areas of ethics and compliance (E&C) programs most in need of attention and improvement.

Kristy Grant-Hart, CEO of Spark Compliance Consulting, recently released her new book, “Your Year as a Wildly Effective Compliance Officer”. This article reviews some of the key things you’ll learn and why this is a great tool for anyone seeking to become more effective in their personal and professional lives.

While smaller organizations may lack the resources of their larger peers for the critical task of building a strong governance, risk and compliance program, leaders in GRC said those same organizations still have ample opportunity to efficiently increase maturity and effectiveness.

This post discusses the recent FTC enforcement action about using artificial intelligence for facial recognition and how to prepare to be compliant with future regulations governing the use of AI.

This NAVEX blog summarizes essential facts about EU Whistleblower regulations, derived from the  2023 NAVEX Next Virtual Conference session.

Learn all about whistleblowing hotlines - and why they’re crucial tools for promoting ethical standards and protecting your business’ reputation.

This post discusses the nine components of a compliance program assessment and provides resources to help your organization conduct this important step in evaluating program efficacy.

The post-pandemic hybrid workforce introduces new risks and extends existing risks from the reaction to COVID-19. A hybrid workforce also makes compliance requirements – especially HIPAA and CCPA - more difficult.

Streamline HIPAA compliance and risk management, as well as increase audit readiness with the Lockpath platform.

A major health insurer helps shield itself from vendor risk by using the Lockpath Platform. Download the case study.