White Paper & eBook
2020 DOJ Compliance Guidelines: Self-Assessment Tool
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About this White Paper & eBook
An effective programme for managing conflicts of interest can pull from existing risk and compliance processes, such as risk assessments, codes of conduct, policies and procedures, assignment of responsibilities, compliance training, disclosure management and auditing.
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- For anyone responsible for:
- Creating, developing or maintaining a corporate compliance programme
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- What you'll learn:
- How to assess your compliance programme to ensure it meets new 2020 DOJ compliance guidelines
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- Page length:
- 2 pages