Skip to content.

White paper

2020 DOJ Compliance Guidelines: Self-Assessment Tool

Get instant access to the White paper

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply. You can learn more about how we process your personal data by reviewing our privacy statement.

About this White paper

An effective programme for managing conflicts of interest can pull from existing risk and compliance processes, such as risk assessments, codes of conduct, policies and procedures, assignment of responsibilities, compliance training, disclosure management and auditing.

  1. For anyone responsible for:
    Creating, developing or maintaining a corporate compliance programme
  2. What you'll learn:
    • How to assess your compliance programme to ensure it meets new 2020 DOJ compliance guidelines
  3. Page length:
    2 pages