Risk & Compliance Matters

Tools & Tips to Help Your Organization Create a Happy, Ethical & Compliant Holiday Season

If you have HR or ethics and compliance responsibilities in your organization, the annual escalation of risks during the holiday season often falls to you to manage. In this article we’ve compiled some practical steps you can take—and tools you can use—to make the holidays happy, not harried, for you and for your organization.

1) Raise Employee Awareness of Your Corporate Gift Giving and Receiving Policies

This is a great time to raise employee awareness (and vendor awareness as well) of your organization’s commitment to business ethics and social responsibility related to gift giving and receiving. You may want to:

 

2) Do Some Preventative Planning for Company Holiday Parties

All sorts of issues can surface when your organization hosts a holiday party. It’s best to do a little preventative planning:

3) Remind Management of Their Crucial Role in Maintaining a Strong Corporate Culture

Managers serve as role models in all workplace matters, including workplace holiday gatherings. This is a good time to remind them about this and their duty to enforce (and comply with) relevant policies. Even parties held off-campus are bound by the organization’s behavioral standards.

During a holiday party, managers are responsible for their own appropriate conduct and for monitoring employee conduct so they can intervene when necessary to prevent risky activity (e.g. flirting, over-drinking, suggestive dancing or touching) from escalating. If complaints surface, managers should act quickly to appropriately handle the issue and to protect the complainant from retaliation.

4) Mitigate Risks Related to Social Media

Not that long ago, the evidence of holiday party indiscretions was mostly limited to water cooler stories that persisted for a couple of weeks. Now with smart phone cameras and social media sites, that video of the boss—dancing on the bar in a Santa hat and sporting your company logo on his shirt—can go viral in a day and stick around forever. If you do not have a social media policy yet, the pre-holiday party season is an excellent time to develop one.

Keeping policies up to date with your risks, and making sure the workforce is aware of them shouldn’t be a holiday-related activity only, but a year round commitment. Cheers to a happy, ethical and compliant holiday season at your organization!

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